legal advisors
regulatory &
compliance
Westbrooke Alternative Asset Management secures industry best advisory practice by calling upon the services of leaders in their respective professional fields.
advisors
legal advisors
ENSafrica
Fluxmans Attorneys
Werksmans Attorneys
Walkers Attorneys
Du Pont Partners
Mourant Ozannes (Jersey) LLP
tax advisors
Werksmans
BDO South Africa Incorporated
Renmere
compliance officer
Compli-Serve
fund administrators
Apex Fund and Corporate Services SA (Pty) Ltd
Stonehage Flemming Corporate Services Bellerive Trust Limited
GAEL Fund Services PTY LTD
Ocorian Fund Services (Jersey) Limited
prime broker
Peregrine
auditors
BDO South Africa Incorporated
Apex Partners
Bracken Rothwel
regulatory & compliance
westbrooke alternative asset management proprietary limited
Westbrooke Alternative Asset Management is authorised and regulated in South Africa by the Financial Services Board (no. 46750) and is the holder of FAIS category 1, 2 and 2A licences. Westbrooke Alternative Asset Management is a member of the South African Venture Capital and Private Equity Association. Westbrooke Alternative Asset Management has sufficient professional indemnity cover as required by the Financial Advisory and Intermediary Services Act 37 of 2002.
westbrooke alternative asset management UK limited
Westbrooke Alternative Asset Management UK Limited (WAAM UK) (FRN 792259), is an Appointed Representative of Capricorn Capital Partners UK Limited, which is authorized and regulated by the Financial Conduct Authority (FCA) under Firm Reference No. 748414
section 12J
See below a list of our current S12J entities and their respective regulatory details. These entities are authorised to render investments of a discretionary nature, including investments governed by Section 12(J) of the South African Income Tax Act, 1962 (Act 58 of 1962). WAAM is appointed as the investment manager to render financial services in connection with the below S12J entities.
| FSP name | FSP number | License |
|---|---|---|
| Westbrooke Alternative Asset Management (Investment Manager) | FSP 46750 | Cat 2A |
| Westbrooke Alternative Rental Income Assets Ltd | FSP 45753 | Cat 1 |
| Westbrooke Capital Hospitality Ltd | FSP 46462 | Cat 1 |
| Westbrooke Aria 2018 Ltd | FSP 48672 | Cat 1 |
| Westbrooke Stac 2018 Ltd | FSP 48756 | Cat 1 |
| Westbrooke Alto 2018 Ltd | FSP 48805 | Cat 1 |
| Westbrooke Aria 2019 Ltd | FSP 49642 | Cat 1 |
| Westbrooke Stac 2019 Ltd | FSP 49640 | Cat 1 |
| Westbrooke Host 2019 Ltd | FSP 49641 | Cat 1 |
| Westbrooke Aria Plus 2019 Ltd | FSP 49644 | Cat 1 |
| Westbrooke Aria 2020 Ltd | FSP 50271 | Cat 1 |
| Westbrooke Stac 2020 Ltd | FSP 50224 | Cat 1 |
| Westbrooke Aria Plus 2020 Ltd | FSP 50222 | Cat 1 |
| Westbrooke Aria 2022 | FSP 50223 | Cat 1 |
| Westbrooke Stac 2021 (T/A Stac Preferred) Ltd | FSP 50378 | Cat 1 |
| Westbrooke Aria 2021 Ltd | FSP 50373 | Cat 1 |
compliance
We value the reputation we have earned as a company that adheres to the highest ethical standards and best practice.
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